Council of Europe Proposes Ban on Facial Recognition Techniques

In a press statement on January 28, 2021, the Council of Europe called for strict limits on facial recognition technologies. Furthermore, the Council stated, certain applications of facial recognition should be banned altogether to avoid discrimination. The Council cited risks to privacy and data protection.

In a new set of guidelines addressed to governments, legislators and businesses, the 47-state human rights organisation proposes that the use of facial recognition for the sole purpose of determining a person’s skin colour, religious or other belief, sex, racial or ethnic origin, age, health or social status should be prohibited.

This ban should also be applied to “affect recognition” technologies – which can identify emotions and be used to detect personality traits, inner feelings, mental health condition or workers´ level of engagement – since they pose important risks in fields such as employment, access to insurance and education.

“At is best, facial recognition can be convenient, helping us to navigate obstacles in our everyday lives. At its worst, it threatens our essential human rights, including privacy, equal treatment and non-discrimination, empowering state authorities and others to monitor and control important aspects of our lives – often without our knowledge or consent,” said Council of Europe Secretary General Marija Pejčinović Burić.

“But this can be stopped. These guidelines ensure the protection of people’s personal dignity, human rights and fundamental freedoms, including the security of their personal data.”

In the 2020 report Artificial Intelligence and Democratic Values, the CAIDP identified facial surveillance, the use of facial recognition for mass surveillance, as among the most controversial application of Artificial Intelligence. The CAIDP report noted that many NGOs in Europe were pushing for a prohibition.

The COE January 28th announcement also marked the 40th anniversary of the original Council of Europe Convention 108, known as The Privacy Convention. The modernized Convention, “COE 108+,” explicitly addresses new challenges associated with AI deployment. The current COE Secretary General, Marija Pejčinović Burić, came into office in 2019. She is the former Deputy Prime Minister and Minister of Foreign and European Affairs for Croatia.

 

Announcements

 

Marc Rotenberg, Director

Center for AI and Digital Policy at Michael Dukakis Institute

The Center for AI and Digital Policy, founded in 2020, advises governments on technology policy.

Five Ways Businesses Can Make AI More Ethical

As nations across the world slowly reopen their economies after extended lockdowns, businesses will need to hit the ground running to operate in a new abnormal. One of the ways companies can count on meeting the acceleration with safety is by adopting smart tech, especially tools and platforms enabled by artificial intelligence.

However, because these tools and platforms are built on algorithms, there is concern that the use of AI technology might unconsciously result in and perpetuate biases. When it comes to this area, a business’s commitment to ethical operation is a must in a more transparent world where consumers are keenly aware of a company’s track record and business conduct.

What can businesses do to effectively tackle this challenge? How can organizations safely deploy platforms enabled with AI to do more with less while ensuring that they are always doing the right thing?

Enterprises can undertake five best practices to ensure the adoption of AI does not go against the established rules of ethical corporate behavior.

First, organizations must have a clear understanding of what practicing ethical AI means to them and communicate this clearly to stakeholders. These communications should convey the core values that define a business, whether it is transparency, customer delight, or people-focus. An ethical application of AI will then mean that none of these values are compromised or watered down irrespective of the corporate function that executes it.

Second, businesses must invest in ensuring a more ethical application of AI by employing a chief AI ethics officer. This clearly defined position would be in charge of overseeing, limiting, and assessing how AI is embedded into an enterprise system. This would help to restrain a company from allowing AI to be used to carry out inappropriate or controversial functions, such as facial recognition.

Third, companies need to incorporate an AI ethics and quality assurance review as an integral part of the product development and release life cycles, including a focus on various use case scenarios and resulting outcomes. Every new AI-enabled product should be examined from an ethical lens to confirm that it adheres to established protocols around data safety and compliance.

Fourth, enterprises can ensure ethical AI deployment by turning to the customer. A cross-section of experts selected from a company’s advisory council can be leveraged in the testing of newly created AI enabled tools. Their inputs and experience can be funneled back into the product cycle to help the solution become more transparent, fair and impartial, safe, and ethical.

Finally, the fifth way for a business to adopt AI while staying within the confines of regulatory compliance and ethics is to remain transparent about how data is used to build algorithms. Since these algorithms tend to be opaque and complex, an enterprise, while balancing IP interests, may consider going beyond the call of duty to explain and describe to its customers what data is being sourced, and for what purpose.

Making a clearer link between the value data offers to build efficient algorithms and its potential ability to deliver superior customer experience will go a long way in assuaging customer concerns about the ethical deployment of AI to deliver products and services.

The original article was published here.

To support for AI technology and development for social impact, Michael Dukakis Institute for Leadership and Innovation (MDI) and Artificial Intelligence World Society (AIWS.net) has developed AIWS Ethics and Practice Index to measure the ethical values and help people achieve well-being and happiness, as well as solve important issues, such as SDGs. Regarding to AI Ethics, AI World Society (AIWS.net) initiated and promoted to design AIWS Ethics framework within four components including transparency, regulation, promotion and implementation for constructive use of AI. In this effort, Michael Dukakis Institute for Leadership and Innovation (MDI) invites participation and collaboration with think tanks, universities, non-profits, firms, and other entities that share its commitment to the constructive and development of full-scale AI for world society.

President Von der Leyen Welcomes Biden Administration, Proposes Common Digital Agenda, Pursues AI Accord

Speaking this week to the European Parliament, President Ursula von der Leyen called for a “digital rulebook” to promote cooperation between the European Union and the United States. Her remarks were delivered just prior to the inauguration of Joe President as US President.

Von der Leyen said “from climate change to health, from digitalisation to democracy – these are global challenges that need renewed and improved global cooperation.” On technology, she emphasized EU support for innovation, but cautioned that “new technologies must never mean that others decide how we live our lives.”

She explained that under the Digital Services Act and the Digital Market Act, “we want the platforms to be transparent about how their algorithms work. We cannot accept a situation where decisions that have a wide-ranging impact on our democracy are being made by computer programs without any human supervision.” She also said that internet companies should take responsibility for the content they disseminate.

It is notable that many EU leaders who strongly opposed Trump’s posts on Twitter also expressed concern about the ability of tech companies to simply shut down speakers they disfavored. As President von der Leyen said, “such serious interference with freedom of expression should be based on laws and not on company rules.”

Von der Leyen emphasized a body of rules based on “human rights and pluralism, inclusion and protection of privacy,” values she emphasized in December at the World Leader Award for Peace and Security, organized by the Michael Dukakis Institute. And she proposed  a worldwide digital economy rulebook, “from data protection and privacy to the security of critical infrastructure.”

 

Marc Rotenberg, Director,

Center for AI and Digital Policy at the Michael Dukakis Institute

The Center for AI and Digital Policy, founded in 2020, advises governments on technology policy.

Insanely Complicated, Hopelessly Inadequate

When​ I first studied artificial intelligence in the 1980s, my lecturers assumed that the most important property of intelligence was the ability to reason, and that to program a computer to perform intelligently you would have to enable it to apply logic to large bodies of facts. Logic is used to make inferences. If you have a general rule, such as ‘All men are mortal,’ and a specific fact, ‘Socrates is a man,’ you, or your computer, can deduce that Socrates is mortal. But it turns out that many of the problems we want intelligent computers to help us with can’t straightforwardly be solved with logic. Some of them – the ability to recognise faces, for example – don’t involve this kind of reasoning. In other cases – the diagnosis of disease would be an example from my own field – the difficulty lies in how to describe the concepts that the rules and facts express. The problem is often seen as a matter of how to standardise terminology. If you want a doctor’s computer to use rules to infer what is wrong with a patient, these rules must be expressed using the same words as the ones used in the patient’s records to describe their symptoms. Huge efforts are made to constrain the vocabulary used in clinicians’ computer systems, but the problem goes deeper than that. It isn’t that we can’t agree on the words: it’s that there aren’t always well-defined concepts to which the words can be attached. In The Promise of Artificial Intelligence, Brian Cantwell Smith tried to explain this by comparing a map of the islands in Georgian Bay in Ontario with an aerial photograph showing the islands along with the underwater topography. On the map, the islands are clearly delineated; in the photograph it’s much harder to say where each island ends and the sea begins, or even exactly how many islands there are. There is a difference between the world as we perceive it, divided into separate objects, and the messier reality. We can use logic to reason about the world as described on the map, but the challenge for AI is how to build the map from the information in the photograph.

Given the extent of the paradigm shift in AI research since 1980, you might think the debate about how to achieve AI had been comprehensively settled in favour of machine learning. But although its algorithms can master specific tasks, they haven’t yet shown anything that approaches the flexibility of human intelligence. It’s worth asking whether there are limits to what machine learning will be capable of, and whether there is something about the way humans think that is essential to real intelligence and not amenable to the kind of computation performed by artificial neural networks. The cognitive scientist Gary Marcus is among the most prominent critics of machine learning as an approach to AI. Rebooting AI, written with Ernest Davis, is a rallying cry to those who still believe in the old religion.

The concept of causality is central to this debate because we are active participants in the world as computers are not. We observe the consequences of our interventions and, from an early age, understand the world in terms of causes and effects. Machine learning algorithms observe correlations among the data provided to them, and can make astonishingly accurate predictions, but they don’t learn causal models and they struggle to distinguish between coincidences and general laws. The question of how to infer causality from observations is, however, an issue not just for AI, but for every science, and social science, that seeks to make inferences from observational rather than experimental data.

This is a question that Judea Pearl has been working on for more than thirty years. During this time, he and his students have, as Dominic Cummings’s eccentric Downing Street job advert put it, ‘transformed the field’. In the 1980s, it seemed to some researchers, including Pearl, that because one characteristic of intelligence was the ability to deal with uncertainty, some of the problems that couldn’t be tackled with logic could possibly be solved using probability. But when it comes to combining large numbers of facts, probability has one huge weakness compared to logic. In logic, complex statements are made up of simpler ones which can be independently proved or disproved. It is harder to deal with complex probabilities. You can’t work out the probability of someone having both heart disease and diabetes from the separate probabilities of their having diabetes or heart disease: you need to know how the likelihood of having one affects the likelihood of having the other. This quantity – the probability of something happening given that something else has already happened – is known as a conditional probability. The main difficulty in using probability is that even a modest increase in the number of concepts to be considered generates an explosive increase in the number of conditional probabilities required.

The original article can be found here.

In the field of AI application with Causality, Professor Judea Pearl is a distinguished pioneer for developing a theory of causal and counterfactual inference based on structural models. In 2011, Professor Pearl won the Turing Award. In 2020, Michael Dukakis Institute also awarded Professor Pearl as World Leader in AI World Society (AIWS.net). At this moment, Professor Judea is a Mentor of AIWS.net and Head of Modern Causal Inference section, which is one of important AIWS.net topics on AI Ethics to develop a positive AI applications for a better world society.

CAIDP Update – US FTC Requires Deletion of AI Models Developed from Data Unfairly Obtained

As part of a settlement with the photo app firm Everalbum,  the US Federal Trade Commission has required the company to “delete models and algorithms it developed by using the photos and videos uploaded by its users.”

The FTC settlement arises from allegations that the company deceived consumers about its use of facial recognition technology and its retention of the photos and videos of users who deactivated their accounts. Everalbum, Inc. must also obtain consumers’ express consent before using facial recognition technology on their photos and videos.

Several AI experts noted the significance of the FTC decision. Professor Mireille Hildebrandt tweeted that there are “major potential implications for much facial recognition software, and other ‘AI’ built on unlawfully processed personal data.”

In a separate statement, FTC Commissioner Chopra urged the Commission to go further. He wrote, “Today’s facial recognition technology is fundamentally flawed and reinforces harmful biases. I support efforts to enact moratoria or otherwise severely restrict its use.”

In 2012, I urged the FTC to enforce a moratorium on the commercial deployment of facial recognition techniques, pending the establishment of legal standards and guidelines. The 2012 recommendation followed the 2009 Madrid Declaration, endorsed by more than 100 experts and civil society organizations, which stated that there should be a moratorium on systems of mass surveillance, such as facial recognition, “subject to a full and transparent evaluation by independent authorities and democratic debate.”

The FTC-Everalbum agreement will be open to public comment for 30 days after publication in the Federal Register. The CAIDP will recommend that the FTC take a stronger stand on facial recognition.

Announcements

 

Marc Rotenberg, Director

Center for AI and Digital Policy at Michael Dukakis Institute

The Center for AI and Digital Policy, founded in 2020, advises governments on technology policy.

Five ways to make AI a greater force for good in 2021

A year ago, none the wiser about what 2020 would bring, I reflected on the pivotal moment that the AI community was in. The previous year, 2018, had seen a series of high-profile automated failures, like self-driving-car crashes and discriminatory recruiting tools. In 2019, the field responded with more talk of AI ethics than ever before. But talk, I said, was not enough. We needed to take tangible actions. Two months later, the coronavirus shut down the world.

In our new socially distanced, remote-everything reality, these conversations about algorithmic harms suddenly came to a head. Systems that had been at the fringe, like HireVue’s face-scanning algorithms and workplace surveillance tools, were going mainstream. Others, like tools to monitor and evaluate students, were spinning up in real time. In August, after a spectacular failure of the UK government to replace in-person exams with an algorithm for university admissions, hundreds of students gathered in London to chant, “Fuck the algorithm.” “This is becoming the battle cry of 2020,” tweeted AI accountability researcher Deb Raji, when a Stanford protestor yelled it again in response to a different debacle a few months later.

At the same time, there was indeed more action. In one major victory, Amazon, Microsoft, and IBM banned or suspended their sale of face recognition to law enforcement, after the killing of George Floyd spurred global protests against police brutality. It was the culmination of two years of fighting by researchers and civil rights activists to demonstrate the ineffective and discriminatory effects of the companies’ technologies. Another change was small yet notable: for the first time ever, NeurIPS, one of the most prominent AI research conferences, required researchers to submit an ethics statement with their papers.

So here we are at the start of 2021, with more public and regulatory attention on AI’s influence than ever before. My New Year’s resolution: Let’s make it count. Here are five hopes that I have for AI in the coming year.

1 – Reduce corporate influence in research

2 – Refocus on common-sense understanding

3 – Empower marginalized researchers

4 – Center the perspectives of impacted communities

5- Codify guard rails into regulation

The original article was published here at the MIT Tech Review.

To support for AI Ethics, Michael Dukakis Institute for Leadership and Innovation (MDI) and Artificial Intelligence World Society (AIWS.net) has developed AIWS Ethics and Practice Index to measure the ethical values and help people achieve well-being and happiness, as well as solve important issues, such as SDGs. Regarding to AI Ethics, AI World Society (AIWS.net) initiated and promoted to design AIWS Ethics framework within four components including transparency, regulation, promotion and implementation for constructive use of AI. In this effort, Michael Dukakis Institute for Leadership and Innovation (MDI) invites participation and collaboration with think tanks, universities, non-profits, firms, and other entities that share its commitment to the constructive and development of full-scale AI for world society.

CAIDP – Italian Court Determines Employee Evaluation Algorithm is Unfair

An Italian court has determined that an algorithm to evaluate employee performance violates labor laws. The case concerned the ranking algorithm of the food delivery service Deliveroo. The judge ruled that the algorithm unfairly assessed absent workers noting that it failed to take  account of permissible reasons for absence. The court ordered the company to pay a fine and legal costs and to post the judgment.

In a statement, the General Confederation of Labor, Italy’s largest trade union,  called the Bologna court ruling “an epochal turning point for trade union rights and freedoms in the digital world.” There are other related challenges to algorithmic-based employment decisions in the gig economy, including a case brought in the UK against Uber.  There also proposals to mandate greater transparency about algorithmic decision-making in the Digital Services Act of the European Commission.

TechCrunch reported that the move in Italy “to enable oversight and accountability of platforms’ algorithms comes in response to concerns about a lack of transparency and the potential for automated decisions to scale bias, discrimination and exploitation.”

In the Predictions for 2021, the CAIDP team anticipated that efforts to promote algorithmic transparency would be among the top AI policy issues to watch in 2021.  The CAIDP report Artificial Intelligence and Democratic Values noted several court cases in 2020 concerning the transparency of automated decision-making. And European Commission President Ursula von der Leyen, in remarks to the Michael Dukakis Institute on December 12, 2020, said “We just cannot leave decisions, which have a huge impact on our democracies, to systems, which are a black box for us. There must be at least transparency on how the algorithm works.”

 

Marc Rotenberg, Director

Center for AI and Digital Policy at Michael Dukakis Institute

The Center for AI and Digital Policy, founded in 2020, advises governments on technology policy

The Quad Group advises President-elect Joe Biden: The role of the Social Contract for the AI Age is to protect democratic values and to maintain world peace and security

A PDF of the Report can be found here.

Social Contract for the AI Age is to eliminate all negative risks, and to enhance all benefits such technological advancement could bring notably to protect democratic values, and maintain peace and security in the world. Many countries have announced national strategies to promote the proper use and development of artificial intelligence for scientific research and other important issues — such as protection of  culture, sustainable development, inclusive growth, skills, education, talent development, public and private sector development, fairness, transparency, accountability, ethics, values and inclusion, reliability, security and privacy, science-policy links, standards, human rights and regulations, data, and digital infrastructure.

The concept of Social Contract is not new – it has always meant something akin to social fairness and common good for all. By contrast, artificial intelligence and the technological advancements related to it are new. There is an overarching international consensus that we are moving toward an age with multiple knowns and unknowns. Technological advancement brings to the fore a type of power that in many ways is mightier than bullets.  It allows for the control of understandings within society, control of knowledge, and control of individuals on a large scale.  In addition, the cognition and training of machines (now endowed with roles and capabilities that were previously known only by humans and, in different ways, to animals). Such power must come with responsibility even when international entities may not share common understandings and value systems.

The Quad initiative should not be viewed as a strategic alliance. Rather, the organization should be viewed as a joint venture addressing shared interests, somewhat similar to US-Indian bilateral relations during the Obama administration’. This legacy is likely to last throughout the President-Elect Biden administration – giving priority to the rule of law, alliances, cooperation and diplomacy, and democratic values.

The Quad group would like to propose to the coming U.S. administration that leadership the following task be given serious consideration:

The Quad concluded that supporting standards and democratic values reflected in the Social Contract for the AI Age is essential to countering threats from AI and enhancing its common good.